fmc qualifying individual fmc qualifying individual

Qualifying Individual (QI) Replacement U.S. Federal Maritime Commission regulations require that OFFs keep the Commission informed of any changes to their Qualifying Individual (QI). Any application which appears upon its face to be incomplete or to indicate that the applicant fails to meet the licensing requirements of the Act, or the Commission's regulations, may be rejected and a notice shall be sent to the applicant, together with an explanation of the reasons for rejection, and the filing fee shall be refunded in full. If you are changing your Documentation Featured links. The common carrier shall be entitled to rely on such certification unless it knows that the certification is incorrect. transferred from (transferor) and identify the company which will receive the The effective date of this undertaking shall be ____ day of ____, ____, and shall continue in effect until discharged or terminated as herein provided. Ocean Transportation Intermediary (OTI) Bond (Section 19, Shipping Act of 1984 (46 U.S.C. The licensed freight forwarder's name may appear with the name of the shipper, but the forwarder must be identified as the shipper's agent. PDF State of California Certified Qualified Conveyance (Elevator) Company The name of the principal on the proof of financial responsibility The QI must have no less than three years of experience processing freight shipments in the U.S. ocean trade lane. Officers: Luis A. Marquez, President, (Qualifying Individual). 5 U.S.C. Last Updated 6/24/2013 Page 3 Note: After edits are made to Qualifying Individuals use the Undo ( ) icon to undo changes made. License Application Form FMC-18 is found at the Commission's website www.fmc.gov for completion on-line by applicants and licensees. 16. If "The Federal Maritime Commission (FMC) is the independent federal agency responsible for regulating the U.S. international ocean transportation system for the benefit of U.S. exporters, importers, and the U.S. consumer." - FMC What does it mean for an NVOCC to have an FMC license? (4) Permit any such person, directly or indirectly, to participate, through ownership or otherwise, in the control or direction of the ocean transportation intermediary business of the licensee or registrant. will bring you directly to the content. The Medicare . [64 FR 11171, Mar. Sole proprietorships must show the response to any question is yes, please attach an explanation. The undersigned Guarantor hereby consents to be sued directly in respect of any bona fide claim owed by Applicant for damages, reparations or penalties arising from Applicant's transportation-related activities under the Shipping Act, in the event that such legal liability has not been discharged by the Applicant after any such claimant has obtained a final judgment (after appeal, if any) against the Applicant from a United States Federal or State Court of competent jurisdiction and has complied with the procedures for collecting on such a judgment pursuant to 46 CFR 515.23, the FMC, or where all parties and claimants otherwise mutually consent, from a foreign court, or where such claimant has become entitled to payment of a specified sum by virtue of a compromise settlement agreement made with the Applicant and/or Guarantor pursuant to 46 CFR 515.23, whereby, upon payment of the agreed sum, the Guarantor is to be fully, irrevocably and unconditionally discharged from all further liability to such claimant. structure, license transfer, name change, or addition of a trade name, See Part (e) Electronic data interchange. In the case of a guaranty covering the liability of a group or association of OTIs, Guarantor's obligation extends only to such damages, reparations or penalties described herein as are not covered by another insurance policy, guaranty or surety bond held by the OTI(s) against which a claim or final judgment has been brought. will bring you to those results. A group or association of ocean transportation intermediaries may also file an optional bond rider as provided in 515.25(b). Licensing, Registration and/or Proof of Financial Responsibility, Competition and Integrity for Americas Ocean Supply Chain, Apply for or make changes to a License or Request a Foreign Registration, Ocean Shipping Reform Act of 2022 (OSRA) Implementation, Foreign NVOCC Registration Status Changes, Consumer Affairs & Dispute Resolution Services, Historical Federal Maritime Commission Reports, Vessel-Operating Common Carrier (VOCC) Audit Program. (viii) Failure to designate and maintain a person in the United States as legal agent for the receipt of judicial and administrative process, including subpoenas, as required by 515.24. endobj Whereas, this Guaranty is written to ensure compliance by the Applicant with section 19 of the Shipping Act (46 U.S.C. Exception: A licensed freight forwarder may perform freight forwarding services for recognized relief agencies or charitable organizations, which are designated as such in the tariff of the common carrier, free of charge or at reduced fees. also telephone BCL, Office of Transportation Intermediaries, at (202) 523-5843 NZICA Accredited body report %PDF-1.5 must be completed depending on the particular transaction as follows: All Applications must be officer, director, or stockholder and the percentage of ownership. (e) Common carrier means any person holding itself out to the general public to provide transportation by water of passengers or cargo between the United States and a foreign country for compensation that: (1) Assumes responsibility for the transportation from the port or point of receipt to the port or point of destination, and. Corporation), [80 FR 68738, Nov. 5, 2015; 81 FR 4593, Jan. 27, 2016], Optional Rider for Additional NVOCC Financial Responsibility [Optional Rider to Form FMC-48]. endobj (a) Forms. This Guaranty shall be governed by the laws in the State of ____ to the extent not inconsistent with the rules and regulations of the FMC. At least one of the active corporate officers. Such termination shall become effective thirty (30) days after receipt of said notice and proof of transmission by the Federal Maritime Commission. 40901-40904), files this bond with the Commission; Whereas, this bond is written to ensure compliance by the Principal with section 19 of the Shipping Act (46 U.S.C. 9. It is important that a current email address is maintained on file with the Commission. If the applicant is a corporation or partnership, the names of the officers or partners thereof may be published. . proper license may be subject to civil penalties not to exceed $6,000 for each This includes a non-resident who performs duties which by virtue of Section 28 of the Income Tax (Earnings & Pensions) Act 2003 are treated as being performed in the UK (Crown employees serving overseas) or is married to, or is in a civil partnership with a person . Solved: Integrating FMC with ISE - Cisco Community 11. completed application Form (FMC-18) to the Federal Maritime Commission, Bureau No licensed freight forwarder shall withhold any information concerning a forwarding transaction from its principal, and each licensed freight forwarder shall comply with the laws of the United States and shall exercise due diligence to assure that all information provided to its principal or provided in any export declaration, bill of lading, affidavit, or other document which the licensed freight forwarder executes in connection with a shipment is accurate. No application fee is required when reporting this change. All application forms (FMC-18) are now filed electronically. Federal Maritime Commission - Reginfo.gov NVOCC not in the US, it needs to establish a qualifying office in the US. Thereafter, registrations will be renewed for sequential three year periods upon submission of an updated registration form. Upon receipt of notice of termination of such financial responsibility, the Commission shall notify the concerned licensee, registrant, or registrant's legal agent in the United States, by email, mail, courier, or other method reasonably calculated to provide actual notice, at its last known email address or address, that the Commission shall, without hearing or other proceeding, revoke the license or terminate the registration as of the termination date of the financial responsibility instrument, unless the licensee or registrant shall have submitted valid replacement proof of financial responsibility before such termination date. More specific policies and procedures for . Please do not provide confidential Failure The liability of the Surety shall not be discharged by any payment or succession of payments hereunder, unless and until such payment or payments shall aggregate the penalty amount of this bond, and in no event shall the Surety's total obligation hereunder exceed said penalty amount, regardless of the number of claims or claimants. A qualifying individual must have at least three years of demonstrable OTI experience and, depending on the applicants business structure, be an officer of the applicants corporation, the sole proprietor of a sole proprietorship, the manager or member in (respectively) a manager-managed or member-managed LLC, or a partner in a partnership. by money order, certified check, cashier's check, or personal check made FEDERAL MARITIME COMMISSION . Hearing procedures governing denial, revocation, or suspension of OTI license. If you have questions or comments regarding a published document please No license will be issued until the Commission is in receipt of valid proof of financial responsibility. being replaced. Search & Navigation A current running account of all receipts and disbursements, accounts receivable and payable, and daily cash balances, supported by appropriate books of account, bank deposit slips, canceled checks, and monthly reconciliation of bank statements. 46 CFR 515.11 - Basic requirements for licensing; eligibility. 8, 1999, as amended at 67 FR 39860, June 11, 2002; 74 FR 50719, Oct. 1, 2009; 84 FR 62468, Nov. 15, 2019]. The application process includes detailed reporting of your company's organizational structure and management. etc. is complete and our investigation does not reveal any circumstances that would is available with paragraph structure matching the official CFR OTIs. Ocean Transportation Intermediary License Applicants Medicare provides four savings programs with different income and resource limits. Such QI(s) must meet the applicable requirements set forth in 515.11(a) through (c). When assessing an application to be an RFMC, LFMC or VCFM, MAS takes into account factors such as: Fitness and propriety of the applicant, its shareholders and directors. Such termination shall become effective thirty (30) days after receipt of said notice and proof of transmission by the Federal Maritime Commission. OMB control number assigned pursuant to the Paperwork Reduction Act. Every NVOCC must employee at least one company officer as a Qualifying Individual (QI) for FMC licensing purposes. to receive notification that your application has been processed and a decision 3, Part B. p;^z^r':;@{GKC 0e`} ^8 T@T!n9Sp Y "0429D -3,~iF i 20* uT 1208 0 obj <> endobj endobj PDF Qualifying Individuals - Mortgage.nationwidelicensingsystem.org Officer: Matthew A. Keces, Sole Proprietor, (Qualifying Individual). Such person shall not receive compensation from the common carrier for any services rendered in connection with such shipments. 515.42 Forwarder and carrier compensation; fees. 2 The term "qualifying child" is covered in Tab C, Dependents. Q-5000, Qualifying Individuals (QIs) - Texas DPI Copyright & Disclaimer Home / Knowledge Center / Qualifying Individual (QI) - Upload the signed certificate. For corporations, the Articles